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Table of Contents
Conventional approach to technological developments
How are we to appraise new technological developments that may bring revolutionary social changes? Currently this is often done by trying to predict or anticipate social consequences and to use these as a basis for moral and regulatory appraisal.
Hard to predict
Swarm robots. Human enhancement. Algae based on synthetic biology. Automated driving vehicles. What these new technological possibilities have in common is that they may seriously impact society, for the good as well as for the bad. What they also have in common is that the exact impacts on society are currently largely unknown and are very hard to predict beforehand.
Evidence-based or precautionary-based
the current moral and regulatory appraisal of such technologies is often either based on what we know and can scientifically prove (in so-called science-based or evidence-based approaches) or on scenarios that might occur but of which the probability is unknown (in so-called precautionary approaches). Both types of approaches, however, run a risk of missing out on important actual social consequences of new technologies and of making us blind to surprises. Therefore, both approaches do not really address the uncertainty that is inherent in the introduction of new technology into society.
Shortcomings of predictive methods
predictive methods (e.g., risk assessment, cost-benefit analysis, climate modelling) that are designed, on the whole, to facilitate management and control, even in areas of high uncertainty’. Such predictive methods, however, have three shortcomings according to her. First, they deny uncertainty and ignorance; second, they short-circuit the moral dimension of new technological developments; third, they do not address the need for profound (social) learning from, for example, errors and catastrophes. As an alternative, she proposes the development of what she calls ‘technologies of humility,’ which address issues of framing, vulnerability, distribution, and learning.
An ethical framework for the acceptability of such experiments:
What is an experimental technology?
I will call technologies experimental if there is only limited operational experience with them, so that social benefits and risks cannot, or at least not straightforwardly, be assessed on basis of experience… Still, the introduction of such technologies into society comes with large uncertainties, unknowns and indeterminacies that are often only reduced once such technologies are actually introduced into society.
Operational experience
Above I have suggested that operational experience is an important factor but how much and for how long a period, operational experience is required may well depend on the technology and the kind of (social) impacts one is interested in or worried about.
Early phase vs later phase
This dilemma says that in the early phases of new technology, when a technology and its social embedding are still malleable, there is uncertainty about the social effects of that technology. In later phases, social effects may be clear but then often the technology has become so well entrenched in society that it is hard to overcome negative social effects.
Gradual and experimental introduction
This alternative is the gradual and experimental introduction of a technology into society, in such a way that emerging social effects are monitored and are used to improve the technology and its introduction into society…Popper (1945) has argued for what he called piecemeal social engineering, rather than revolutionary social change.
Small, limited steps with trial and error
He emphasized that due to our limited information-processing capacities and due to uncertainties and unknowns, we can usually not plan rationally but have ‘to muddle through’ (Lindblom 1959). The best we can do often is to proceed in small or limited steps and to learn from trial and error.
Incremental decision-making
Collingridge (1992), for example, stresses the importance of trial-and-error learning, incremental decision-making, and flexibility and adaptability, and shows how a number of costly technical failures are due to a lack of such an approach.
Labs vs real world experiments
As Albion Small expressed it: “All the laboratories in the world could not carry on enough experiments to measure a thimbleful compared with the world of experimentation open to the observation of social science. The radical difference is that the laboratory scientists can arrange their own experiments while we social scientists for the most part have our experiments arranged for us.”
Problem with informed consent
Martin and Schinzinger (1983, 1996) have proposed informed consent as a main ethical principle to judge the moral acceptability of social experiments with new technology…This problem is due to the fact that whereas in medicine, and in clinical experiments, risks are usually borne individually, in technology risks may be individual as well as collective.
An ethical framework for experimental technology: